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NSE REGULATORY COMPLIANCE
NRI Talk| For a Rs 50 crore NRI portfolio, structure matters as much as stock selection: Tarun BiraniNRIs view India with cautious optimism, recognizing its long-term growth potential despite recent market flatness and rupee depreciation. D...- NSE IPO: Why investors should look beyond trading volumes before buying the stockNSE IPO: Stock exchanges operate on a distinct business model from sectors such as banking, manufacturing, or technology. They neither lend...
- Let sleeping bourses lie: Why the new BJP West Bengal govt shouldn't help resurrect Calcutta Stock ExchangeWest Bengal finance minister Swapan Dasgupta, while presenting the 2026 state budget, said the new BJP government plans to revive the Calcu...
- Sebi proposes common advertising code for brokers, mutual funds, may allow celebrity endorsementsSebi has proposed a common advertising code for brokers, mutual funds, investment advisers and other regulated entities, aiming to simplify...
- US Stocks: GIFT City or traditional broker? Before you start overseas investing, know which route saves you more in taxes, costs, and hassleIndians now have easier access to global markets through direct overseas investing or GIFT City. Direct investing offers wider choices and ...
- Jio IPO filed: 10 crucial things investors must know about Ambani's $3 billion planJio Platforms has filed its DRHP with Sebi for a massive IPO comprising a fresh issue of up to 27 crore shares. The offering aims to reduce...
- NSE flags regulatory, tech, AI, derivatives concentration risks in IPO papersThe National Stock Exchange raises a red flag regarding substantial financial and operational threats. Emerging regulatory frameworks, tech...
- GIFT City investment: Here’s how resident Indians can invest in global stocks, ETFs, and mutual fundsIndian investors can now access global stocks, mutual funds, and bonds through GIFT City, India's first smart city and International Financ...
- PB Fintech invests Rs 5 crore in broking arm PB Marketing and ConsultingPB Fintech injected Rs 5 crore into its subsidiary, PB Marketing, to meet net worth requirements for stockbroking and depository participan...
- Why India cannot build a world-class fintech champ yetIndia boasts world-class digital finance but lacks global consumer fintechs. Regulatory hurdles prevent innovation, unlike in markets with ...
- PB Fintech gets Sebi nod to operate as stockbroker in NSE debt segmentPB Fintech's subsidiary, PB Marketing and Consulting Private Limited, has secured regulatory approval from Sebi. This allows it to function...
- GIFT City vs Dubai vs Singapore: What you need to know while choosing your investment hubIndian wealth is increasingly seeking global anchors, with GIFT City, Dubai's DIFC and Singapore emerging as key contenders. Each hub offer...
- NSE, BSE impose fine on MTNL over non-compliance with Sebi rulesMahanagar Telephone Nigam Ltd (MTNL) faces penalties from the NSE and BSE, totaling ₹13.46 lakh, for failing to meet SEBI's board compositi...
- NSE, BSE impose fines on Power Grid CorpIt informed that the company has received notices from NSE and BSE on November 21, 2023, regarding non-compliance with the provision of Reg...
- Karvy case: Bajaj Finance moves SAT against Sebi orderSAT reserved the matter for orders on Tuesday.
- NSE suspends Karvy Stock Broking's licence due to non-compliance of regulatory provisionsInvestors with accounts with the brokerage will be able to migrate to other brokers.
- NSE issues notices to IL&FS Group firms, others for non-compliance with listing normsABG Shipyard and Bharati Defence and Infrastructure are among the other entities, according to a communication.
- NSE imposes Rs 1 crore penalty on Electrosteel Steels for non-compliance of disclosure norms"The company is reviewing NSE's letter and seeking appropriate legal advice,"
- NSE fines Gitanjali Gems, 23 others for not filing financial resultsThe list of non-compliant companies include Mehul Choksi-owned Gitanjali Gems.
- NSE rejigs senior level executives; beefs up compliance teamTop bourse NSE has made some important changes in senior level positions while beefing up its regulatory and compliance related teams.
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