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MUTUAL FUND VIOLATIONS
Another trade war? EU fires first shot in economic clash with ChinaEU is planning a major shift in its industrial policy through the proposed “Made in Europe” framework under the Industrial Accelerator Act,...29 Apr, 2026, 06.30 AM IST- Nippon Life's India asset manager to settle Yes Bank investment case, document showsNippon Life India Asset Management will pay over 96 crore rupees to settle SEBI charges. The company allegedly invested customer funds in h...23 Apr, 2026, 09.01 PM IST
- MDBs to deepen collaboration to support nations amid heightened global uncertaintyGlobal development banks are joining forces to help countries navigate economic challenges. They are combining resources and knowledge to m...18 Apr, 2026, 12.52 PM IST
- Akshaya Tritiya 2026: Gold stocks soar up to 25% in a month! Will rally soften after auspicious festival?Jewellery stocks have emerged as standout performers despite broader market volatility triggered by geopolitical tensions and rising oil pr...17 Apr, 2026, 10.02 AM IST
- 'Chabahar port work to expand even more rapidly after war ends': Iranian envoy to IndiaIran's ambassador to India, Mohammad Fathali, states economic ties with India will remain stable during conflict and grow later. He highlig...06 Apr, 2026, 03.14 PM IST
- Ex-fund manager of Axis MF settles case with SebiFormer Axis Mutual Fund manager Deepak Agrawal settled a professional misconduct case with Sebi by paying ₹85.8 lakh. The settlement includ...16 Sep, 2025, 06.08 AM IST
- Axis AMC, ex-officials settle Sebi case over violationsIt alleged that as the majority of the active trades of the AMC were concentrated with one dealer, namely Joshi, the dealing room activitie...26 Mar, 2025, 05.55 AM IST
- Sebi levies Rs 16 lakh fine on Edelweiss Asset Management, 2 senior officials for MF rule violationCapital markets regulator Sebi on Friday imposed penalties totalling Rs 16 lakh on Edelweiss Asset Management Ltd, its CEO Radhika Gupta an...25 Oct, 2024, 05.50 PM IST
- IIFCL AMC, 4 others settle mutual fund violation case with Sebi; pay Rs 1 crIIFCL Asset Management Company along with four individuals have settled with Sebi a case pertaining to alleged violation of mutual fund nor...02 May, 2024, 02.41 PM IST
- Invesco AMC, its CEO, others settle case with SebiThe case relates to an inspection of mutual funds and portfolio management services (PMS) activities of Invesco Asset Management for the pe...25 Apr, 2024, 06.32 AM IST
- PGIM India Mutual Fund's former CEO Rajesh Iyer settles inter-scheme transfers case with SebiThe regulator had initiated adjudication proceedings against Iyer and issued a show cause notice to him in April 2022 after finding a viola...24 Aug, 2023, 08.29 PM IST
- SAT asks LIC, SBI, Bank of Baroda to develop protocols to comply with securities lawsThe Tribunal said that all rules and regulations should be equally applicable to every legal entity irrespective of its ownership.12 Jan, 2021, 12.49 PM IST
- Code of Conduct Violations: Six Mid-level Executives Quit DSPDSP began investigating this matter following a whistle-blower complaint against these employees, said two people familiar with the matter.10 May, 2019, 09.19 AM IST
- ICICI Pru AMC settles case with SebiSebi had issued show-cause notice in this regard on July 13 alleging violations of mutual fund guidelines.29 Nov, 2018, 10.03 PM IST
- Union KBC AMC, CEO settle case with Sebi on payment of over Rs 50 lakhThe settlement allows entities to settle charges by paying a penalty without admission or denial of guilt.01 Nov, 2018, 10.49 AM IST
- Union KBC AMC, CEO settle case with Sebi on payment of over Rs 50 lakhSebi agreed to settle proposed adjudication proceedings in the case.31 Oct, 2018, 07.53 PM IST
- SEBI asks ADAG MF companies to withdraw commercial of its new schemeMarket regulator SEBI on Thursday asked mutual fund arms of Anil Ambani Group (ADAG) to explain why they violated prescribed advertising no...04 Jun, 2009, 05.12 PM IST
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