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MII COMPLIANCE FRAMEWORK
Sebi plans simpler rulebook for stock exchanges, doing away with obsolete provisionsSebi is simplifying stock exchange rules to boost business ease. The regulator plans to consolidate multiple circulars into a single master...- Sebi plans simpler rulebook for stock exchanges, doing away with obsolete provisionsSecurities and Exchange Board of India (Sebi) is proposing a significant overhaul of stock exchange and clearing corporation regulations to...
- Sebi mandates 2 new EDs to strengthen MIIsSebi has enhanced governance at Market Infrastructure Institutions by mandating the appointment of two executive directors. One ED will man...
- Sebi tells public interest directors to treat system failures as financial irregularitiesSEBI has directed public interest directors on market infrastructure institution boards to consider system failures as financial irregulari...
- Sebi chief urges public interest directors to uphold governance integrity at MIIsMarkets regulator Sebi chairman Tuhin Kanta Pandey on Wednesday called on public interest directors (PIDs) to ensure that the "public inter...
- Sebi proposes ED roles to bolster governance at market infrastructure firmsSebi proposes governance overhaul for market infrastructure institutions, mandating the appointment of two executive directors to oversee c...
- Sebi prescribes appointment process of senior executives at MIIsTo bolster governance, Sebi mandated a structured process for appointing key management personnel (KMPs) at market infrastructure instituti...
- Sebi comes out with appointment process of senior officials at MIIsMarkets regulator Sebi on Monday came out with a process to appoint specific key officials of stock exchanges and other market institutions.
- Sebi unveils audit standard for systems, networks of MIIsMarkets regulator Sebi on Friday introduced a standardised format for system and network audit reports of market infrastructure institution...
- Sebi proposes engaging independent agency for appointment of key personnel at exchanges, MIIsSebi has proposed engaging independent external agencies to identify suitable candidates for the appointment of key management personnel at...
- Sebi introduces framework to monitor shareholding of market infra institutionsEach MII must appoint a non-associated Designated Depository (DD) to monitor compliance with shareholding limits. For depositories, the oth...
- Sebi relaxes financial disincentives norms for technical glitches, restricts it to Market Infrastructure InstitutionsSecurities and Exchange Board of India (Sebi) on Friday relaxed rules governing financial disincentives imposed by the regulator on Market ...
- Sebi comes out with guidelines for exchanges' MDs, CEOs to boost cyber securityFurther, MIIs, whose systems have been identified as 'critical information infrastructure' by National Critical Information Infrastructure ...
- Sebi comes out with guidelines for exchanges' MDs, CEOs to boost cyber securityAlong with this cyber audit report, all MIIs have been directed by Sebi to submit a declaration of compliance from their MD or CEO certifyi...
- Sebi tweaks norms to strengthen structure, governance of exchanges, clearing corpThe move to strengthen and scrutinize the regulations come amid the corporate governance allegations against erstwhile members of India’s b...
- Sebi panel suggests steps to strengthen governance of stock exchanges, other market infra institutionsIn addition, it recommended steps to enhance accountability and transparency and reviewed the policy on safekeeping and sharing of informat...
- Sebi lays rules for automated deactivation of trading, demat accounts in case of inadequate KYCsNoting that addresses form a critical part of the KYC procedures, Sebi said that every address recorded for the purpose of compliance with ...
- Sebi tweaks cyber security, cyber resilience framework of bourses, clearing corps, depositoriesAccording to Sebi, MIIs should carry out periodic vulnerability assessment and penetration testing (VAPT) which includes all critical asset...
- Sebi asks bourses, MIIs to submit info on major non-compliances in systems, network auditThe systems and network audit report will be placed before the governing board of the MII concerned.
- Sebi comes out with system audit framework for exchanges, clearing corporationsThe decision has been taken based on discussions with stock exchanges, clearing corporations and depositories along with recommendations of...
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