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Sebi permits use of mutual funds for IAs, RAs deposit complianceSebi has allowed investment advisers and research analysts to use liquid mutual funds and overnight mutual funds for meeting their mandator...- Sebi asks RAs, IAs to disclose most important terms, conditions of services to clientsMarkets regulator Sebi on Monday asked research analysts (RAs) and investment advisers (IAs) to disclose the most important terms and condi...
- Sebi issues guideline for research analysts, investment advisersSebi has released guidelines for research analysts and investment advisers to enhance investor protection and transparency. New requirement...
- Sebi comes out with periodic reporting format for research analysts, proxy advisersMarkets regulator Sebi on Friday came out with a standardised format for periodic reporting for research analysts (RAs) and proxy advisers ...
- Sebi comes out with modalities for investment adviser applicationsAs per the provisions of investment advisers rules, the administration and supervision of Investment Advisers (IAs) has been delegated to B...
- Existing investment advisers need to obtain BASL membership by Aug 31BASL, a wholly-owned subsidiary of BSE, has been granted recognition as Investment Adviser Administration and Supervisory Body (IAASB) for ...
- Sebi issues framework for supervisory body for investment advisorsUnder the investment adviser rules, Sebi may recognise any body or body corporate for the purpose of regulating investment advisers (IA) an...
- 'Satyam fiasco will help plug loopholes in auditing process'The episode might have exposed the underbelly of the Indian corporate sector, but experts feel that the scam will help in defining the role...
- ICAI issues 4 new standards for internal checks in firmsICAI today issued four new standards to help companies streamline internal audits for minimising pilferage, ensuring cost efficiency and mi...
- ICAI in favour of rotating audit firms for efficiencyInvestors can soon feel more confident that the audit which companies are required to do under the law is less prone to human errors.
- IAASB expects India to converge with its standardsInternational Auditing and Assurance Standards Board (IAASB), the international audit standard-setting organisation, is expecting India to ...
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