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GURBIR GREWAL
US securities regulator's top cop to leave agencyGurbir Grewal, after a significant three-year tenure focusing on enforcement against Wall Street and cryptocurrency firms, is stepping down...- Trump Media's newly hired auditing firm was just busted by the SEC for 'massive fraud'The Securities and Exchange Commission (SEC) charged auditing firm BF Borgers and its owner, Benjamin F. Borgers, with "massive fraud" for ...
- US SEC fines two investment advisers over AI claimsToronto-based Delphia Inc and San Francisco-based Global Predictions Inc, which did not admit or deny the SEC's charges, agreed to pay a co...
- US SEC sues crypto exchange Kraken over failure to registerThe lawsuit in San Francisco federal court is the latest step in SEC chair Gary Gensler's push to bring cryptocurrency under his agency's p...
- Bittrex to pay $24 million to settle with US securities regulatorThe SEC also claimed the exchange's foreign affiliate, Bittrex Global GmbH, failed to register as a national securities exchange in connect...
- Bankrupt crypto exchange Bittrex to pay $24 million to settle with US securities regulatorThe SEC sued Bittrex Inc and its former chief executive William Shihara in April, saying they operated an unregistered national securities ...
- US regulators hit more Wall Street firms with record-keeping finesThe Commodity Futures Trading Commission separately fined affiliates of five of the same group another $260 million for related issues: Wel...
- SEC enforcement chief rejects criticism of crypto crackdownThe US Securities and Exchange Commission has faced criticism for heightening scrutiny of cryptocurrency firms. Gurbir Grewal, the regulato...
- Former Coinbase manager, brother agree to settle SEC insider trading chargesFormer Coinbase product manager, Ishan Wahi, and his brother, Nikhil Wahi, have agreed to settle civil charges filed by the US Securities a...
- SEC charges former McDonald's CEO with misleading investorsFormer McDonald's CEO Stephen Easterbrook has been charged by federal regulators with making false and misleading statements to investors a...
- Kim Kardashian settles with SEC over crypto promotionThe SEC said Kardashian failed to disclose that she was paid to publish a post on her Instagram account about EMAX tokens, a crypto asset s...
- Kim Kardashian settles with SEC over crypto promotion for $1.26 millionKardashian has agreed to not promote any crypto asset securities for three years.
- EY to pay $100 million to settle U.S. charges of staff cheating on accountant exams"EY acknowledges the findings determined by the SEC," said Brendan Mullin, EY media relations director, adding that the firm's response has...
- U.S. SEC opens inquiry into Wall Street banks' staff communicationsU.S. Securities and Exchange Commission conducts sweeps to quickly gather information on issues. Sometimes sweeps can lead to formal probes.
- US charges crypto executives for 1st time amid larger scrutinyAs the US goes after the unregulated cryptocurrency market, the Securities and Exchange Commission (SEC) has for the first time charged two...
- US radio hosts apologise for calling first Sikh-American Attorney 'turban man'In the remarks termed as "xenophobic and racist", Malloy had said he was never going to know Grewal's name and will instead just call him "...
- In a first, Sikh-American appointed New Jersey's AG"I never imagined that my life's journey could bring me here today," Grewal, 44, said during his confirmation hearing in front of the Senat...
- In a first, Sikh-American nominated to be New Jersey's AGGurbir S Grewal, a public prosecutor who previously served as an Assistant US Attorney in New York and New Jersey, was named by New Jersey ...
- Sikh-American Gurbir Grewal appointed top prosecutor in US CountyGrewal, a former federal prosecutor, has fought white-collar crimes for the US Attorney's Office and served as chief of Economic Crimes Uni...
- Indian-American Gurbir Grewal nominated as US county prosecutorAn Indian-American Sikh lawyer, Gurbir Grewal, has been nominated as a county prosecutor in New Jersey.
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