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BASL MEMBERSHIP
Sebi asks investment advisers, research analysts to display their info prominently in advertisementsThis information should also be there in publications, Know Your Client (KYC) forms, client agreements, statements and in any other form of...07 Apr, 2023, 12.08 PM IST- Sebi comes out with modalities for investment adviser applicationsAs per the provisions of investment advisers rules, the administration and supervision of Investment Advisers (IAs) has been delegated to B...26 Sep, 2022, 09.03 PM IST
- Sebi extends deadline for investment advisers to obtain BASL membership"Existing IAs who fail to seek membership of BASL within the aforesaid timeline shall be liable for appropriate action including suspension...31 Aug, 2021, 11.33 PM IST
- Existing investment advisers need to obtain BASL membership by Aug 31BASL, a wholly-owned subsidiary of BSE, has been granted recognition as Investment Adviser Administration and Supervisory Body (IAASB) for ...22 Jun, 2021, 02.22 PM IST
- Sebi issues framework for supervisory body for investment advisorsUnder the investment adviser rules, Sebi may recognise any body or body corporate for the purpose of regulating investment advisers (IA) an...18 Jun, 2021, 08.19 PM IST
- BSE arm gets recognition to oversee IAsSebi has granted recognition for three years from June 1, 2021 and the renewal will be subject to satisfactory performance by BASL, which i...15 Jun, 2021, 06.48 AM IST
- Sebi grants recognition to BSE subsidiary to supervise investment advisors' activitiesSebi has granted recognition for three years from June 1, 2021 and the renewal will be subject to satisfactory performance by BASL, which i...14 Jun, 2021, 07.33 PM IST
- India on the FATF high tableThe govt's success in getting membership of the Financial Action Task Force offers lessons for the country's greater role in international ...10 Aug, 2010, 05.46 AM IST
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