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AIF NORMS VIOLATION
Accuracap Prime Fund, others pay Rs 21.75 lakh to settle AIF norms violation case with SebiAccuracap Prime Opportunities Fund, its manager Accuracap Technologies LLP, and four officials have settled an AIF norms violation case wit...- Omnivore India Capital Trust, other settle case of delay in winding up fund with SebiOmnivore India Capital Trust and Omnivore Capital Management Advisors have settled a case pertaining to alleged delay in winding up the ven...
- CitiCorp Investment Bank pays Rs 36 lakh to settle FPI rules violation case with SebiCitiCorp Investment Bank (Singapore) Ltd on Thursday settled with Sebi a case relating to issuance of offshore derivative instruments to Sy...
- Sebi may offer FPIs relief on stricter disclosuresThe board may also discuss another proposal to allow alternative investment funds (AIFs) to pledge their shares in infrastructure sector in...
- Sebi to crack down on inflated IPO subscriptions: BuchA mule account is basically a trading account maintained with a stock broker or a dematerialized account or bank account linked with such t...
- AIF industry: Sebi is at the perfect regulatory vantage point to undertake any requisite corrective measuresSebi has been alert in building a regime for a market that has emerged as one of the fastest-growing investment destinations. However, Sebi...
- Sebi puts trustees of VC funds on notice over investment lapsesEven though trustees have no role in the day to day functioning of VC and alternative investment funds (AIFs), the regulator seems to be ta...
- Baring Private Equity India pays Rs 16.57 lakh to settle case with SebiPending adjudication proceedings, the noticee filed a settlement application with Sebi to settle the case. The regulator recommended the se...
- Sebi notices to PE, VC funds for flouting rulesThese private-equity and venture capital funds, registered with the Securities and Exchange Board of India (Sebi) as AIFs, failed to adhere...
- 281 cases taken up for investigation by ED regarding suspected FDI norm violations during Apr '19-Mar '22In these cases, following the due process of adjudication, penalties of more than Rs 2,600 crore have been imposed under the FEMA, he said,...
- Who 'controls' PE, VC funds? Asks SebiA few weeks ago, the capital market regulator Securities and Exchange Board of India (Sebi) asked these pooled investment vehicles, which r...
- Unauthorised investment services: Sebi bans The Profit Sharing, proprietor from marketThey were involved in such investment advisory services without obtaining regulatory approval from it, which is in violation of Investment ...
- Sebi now making surprise visits to private equity and hedge fundsThe capital markets regulator has made surprise inspections at offices of at least 20 AIFs including domestic private equity and hedge fund...
- Sebi penalise 4 individuals for violations in Mindtree share tradesDuring their employment with Mindtree, they had transacted in the securities of the company but failed to make disclosures to the firm as r...
- Ahead of Budget, here is Nikhil Kamath's advice to retail investorsKamath said market returns will be more sensitive to aspects of cyclicity and seasonality, unlike recent times
- Exempt state-run AIFs from oversight rules: FinMin to SebiIn government-sponsored AIFs, it is usually senior bureaucrats and external experts who are part of the investment committees, which are ad...
- Oaktree seeks to insure DHFL offer with Alternative Investment Fund PlanAIF is the regulatory term for pooled private investment vehicles like private equity and venture capital funds.
- Crowd funding platforms rush to Sebi for alternative investment fund tagThis brings a major part of early start-up funding under market regulator Sebi’s purview.
- Foreign investors turn to AIFs for debt playInvestments in AIFs have risen 30 per cent this year to Rs 1.8 lakh crore.
- Investment advisers, analysts to face huge fine for violationsFinance Bill 2018 has proposed amendments to Sebi Act, Securities Contracts (Regulation) Act & Depositories Act.
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